Lowenstein partner H. Gregory Baker joins a panel featuring senior officials from several financial regulatory agencies to discuss the work of their agencies, efforts to recruit diverse talent to their respective agencies, and strategies for attorneys who hope to work in the financial regulatory field.
Co-Moderators:
H. Gregory Baker, Lowenstein Sandler LLP
Richard Hong, Senior Trial Counsel, Securities & Exchange Commission
Speakers:
Saima Ahmed, Director, NYSE Regulation, New York Stock Exchange
Richard Best, New York Regional Director, Securities and Exchange Commission
Linda Peng, Senior Trial Attorney, CFTC
William St. Louis, Senior Vice President and Firm Group Leader, FINRA
David Williams, Associate General Counsel for Enforcement, Federal Reserve Board of Governors
Time: 5:30 p.m. - 6:45 p.m. ET