Please join Lowenstein Sandler partners David L. Goret, Scott H. Moss and Boris Liberman as they lead a roundtable discussion in which senior legal and compliance professionals compare notes on their approaches to key compliance concerns facing leading investment managers.

Our breakfast program provides a forum for a select audience of chief legal and compliance officers to discuss important legal and regulatory issues, and related operating challenges unique to investment managers. Among other recent developments, we will discuss:

  • Compliance with the New Marketing Rule and the SEC Marketing Exam Priorities
  • Recent proposed rule changes affecting private fund managers
  • The evolving landscape of alternative data


  • David L. Goret, Partner, Lowenstein Sandler LLP
  • Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance, Lowenstein Sandler LLP
  • Boris Liberman, Partner; Co-Chair, Derivatives & Structured Products, Lowenstein Sandler LLP

Time: 8:30-10:30 a.m. ET

Location: Lowenstein Sandler, 1251 Avenue of the Americas, New York, NY 10020

CLE Credit provided by Lowenstein Sandler LLP