Lowenstein Sandler's Investment Management Group and Managed Funds Association (MFA) are hosting a practical and interactive discussion of the advertising rules that apply to registered investment advisers and other financial market participants. Topics for discussion include the current law, industry and market practices, areas of regulatory focus, and recommendations regarding best practices.
Robert Minion, Chair of Lowenstein Sandler's Investment Management Group, will be moderating the panel entitled "Best Practices for Investor Communications, Marketing, and Performance Advertising." Panel members will include Israel Friedman, General Counsel and Chief Compliance Officer of Kensico Capital Management;
Scott Moss, Partner and Chair of the Regulatory and Compliance Group at Lowenstein Sandler and Alpa Patel, Private Funds Branch Chief - Division of Investment Management, Securities and Exchange Commission.
