As regulatory scrutiny intensifies, private fund managers face growing challenges across disclosure, governance, and compliance. This session dives into the SEC’s latest examination priorities, including investment disclosures under market stress, fee and expense transparency, and valuation practices. Experts will also explore oversight of AI tools and the risks of “AI-washing,” evolving compliance needs when launching registered products, and managing conflicts in fund-level credit lines and affiliated services. Learn how to stay ahead of Form PF amendments, the Marketing Rule, and emerging expectations in cybersecurity, ESG, and APS.
Speakers:
- Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance; Co-chair, Investment Management Group, Lowenstein Sandler LLP
- Jessica Huelbig, Partner, ACA Group
- Brett Scheller, Director, Compliance, RA Capital
Time: 8:30-9:15 a.m. ET
Location: Omni Nashville Hotel, 250 Rep. John Lewis Way South, Nashville, TN 37203
