An onslaught of new proposed changes to regulatory rules has been top of mind for most fund managers over the past few months. Here, we speak to regulators to get their take on new proposals, and discuss which elements should be focal points for larger managers in the months ahead:
- Discussion around proposed rules on private funds, short selling rules, and incremental reporting requirements
- The impact of new rules around service providers, with requirements to report certain relationship changes to the regulators
- Reporting requirements by large hedge funds on Form PF, including information on counterparty exposure, inflows and outflows, withdrawal and redemption rights and credit facilities
- Marketing rules—the major changes, and guidance on implementation
- Expenses allocations, and the fines that have been handed down for misallocation of funds
- Rules around climate-related disclosures and reporting requirements
Moderator:
- Thomas E. Redburn, Jr., Partner; Chair, Securities Litigation, Lowenstein Sandler LLP
Speakers:
- Michael Kitson, Deputy Chief Compliance Officer and Counsel, Bridgewater Associates, LP
- Sagan Weiss, CCO, J Goldman & Co
- James Hourihane, Compliance Manager, National Futures Association
- Adam Freedman, Chief Compliance Officer, HarbourVest Partners
Time: 12-12:45 p.m. ET
Location: Gurney’s Montauk, The Hamptons
*Disclaimer: This event is open to the public but requires a registration fee.
