Lowenstein Sandler is co-hosting the "New York Broker-Dealer Compliance Roundtable" with ACA Compliance Group. Susan Light, Senior VP & Chief Counsel, FINRA Enforcement, will discuss current FINRA regulatory actions and enforcement. Following her session, Ethan Silver and roundtable co-panelists Tom Grygiel from ACA and Kathy Gurczynski from Vontobel Securities Ltd. will discuss topics relevant to regulatory requirements unique to broker-dealers.