With the SEC’s recent amendments to Regulation S-P, there are increased requirements around data governance, vendor oversight, breach identification, incident response, and notification to affected parties. Amended Regulation S-P became effective on December 3, 2025 for large advisers, and will be effective on June 3, 2026 for smaller advisers.
Join Optima Partners and Lowenstein Sandler for a webinar on Thursday, January 8, 2026, from 12–1pm EST where we will be discussing the regulatory nuances of amended Regulation S-P and provide actionable guidance to compliance professionals.
This session will highlight key regulatory requirements, implementation challenges, and practical steps firms should be considering for 2026 and beyond. The discussion will combine Lowenstein’s legal expertise and insight with Optima’s compliance and operational knowledge.
What we’ll cover:
- Developing data mapping strategies to prepare for incident response plans and
data disposal policies - Analysis of amended Regulation S-P requirements
- Expanded definitions of covered information and sensitive customer information
- Expectations of Regulation S-P Service Providers
- Identifying and providing notification to affected individuals
Speakers:
- Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance, Lowenstein Sandler LLP
- Kathleen A. McGee, Partner, Lowenstein Sandler LLP
- Anna Povinelli, Partner, Optima Partners
Time: 12-1 p.m. ET
