Daniel L. Forman, partner in Lowenstein Sandler’s Capital Markets & Securities practice group, will address the U.S. Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee on May 6, 2025, to discuss the practical market considerations and regulatory challenges of Regulation A.
The meeting will provide an overview of Regulation A and how companies have used it to raise capital. Forman will lead a discussion of the Regulation’s advantages and limits, possible regulatory changes that could help facilitate capital formation, exit opportunities for investors in Regulation A deals, and secondary market liquidity challenges.
Forman represents public and private companies, investment banks, private equity sponsors, and venture funds in a wide range of capital markets transactions, including IPOs, secondary equity offerings, convertible debt offerings, debt offerings, tender offers, debt restructurings, and private placements, as well as related corporate and securities matters. He has significant experience advising public companies both large and small on their SEC reporting obligations and corporate governance matters.
The full agenda, meeting materials, and information on how to watch the meeting are available on the committee webpage. The Small Business Advisory Committee provides advice and recommendations to the SEC on rules, regulations, and policy matters relating to small businesses.
About Lowenstein Sandler LLP
Lowenstein Sandler LLP is a national law firm with over 350 lawyers based in New York, New Jersey, Palo Alto, Utah, and Washington, D.C. The firm represents leaders in virtually every sector of the global economy, with particular emphasis on investment funds, life sciences, and technology. Recognized for its entrepreneurial spirit and high standard of client service, the firm is committed to the interests of its clients, colleagues, and communities.
