Lowenstein Securities Litigation Chair Thomas E. Redburn Jr. will speak on a panel during With Intelligence's Hedge Fund Billion Dollar Leaders Summit that will focus on the following:

  • The regulator’s 2026 priorities include intensified exams on data privacy, information security, incident response programs and vendor/third party oversight – are you prepared here, and what actions should you be putting in place?
  • Use of AI and automation is also highlighted – how are you monitoring use, preventing fraud/misuse, and documenting use cases?
  • Fiduciary duty/conflict of interest and fees/expenses are also listed among the SEC’s areas of focus - how are you assessing risks here and stress testing?
  • How often should you be running a ‘compliance health check’ across all business lines to ensure governance, oversight, reporting lines and responsibility for compliance are clearly defined and documented?

Speakers:

Time: 3:50-4:30 p.m. ET

Location: Gurney's Montauk Resort & Seawater Spa, 290 Old Montauk Hwy, Montauk, NY 11954