Join Lowenstein’s Scott H. Moss, partner and Co-chair of the Fund Regulatory & Compliance practice in the Investment Management Group, and Anna Povinelli, Managing Director in Kroll's Financial Services Compliance and Regulation group, for a webinar in which they will discuss the SEC's modernized marketing rule for investment advisers.

Key Topics:

  • Updated definition of advertisements
  • General prohibitions
  • Testimonials and endorsements
  • Inclusion and expansion of the Cash Solicitation Rule
  • Performance reporting
  • Use of social media
  • Updated compliance procedures, books and records and Form ADV

Time: 1-2 p.m. ET