Join Lowenstein’s Scott H. Moss, partner and Co-chair of the Fund Regulatory & Compliance practice in the Investment Management Group, and Anna Povinelli, Managing Director in Kroll's Financial Services Compliance and Regulation group, for a webinar in which they will discuss the SEC's modernized marketing rule for investment advisers.
Key Topics:
- Updated definition of advertisements
- General prohibitions
- Testimonials and endorsements
- Inclusion and expansion of the Cash Solicitation Rule
- Performance reporting
- Use of social media
- Updated compliance procedures, books and records and Form ADV
Time: 1-2 p.m. ET
