This panel, moderated by Scott H. Moss, Chair of Lowenstein’s Fund Regulatory & Compliance group and Co-chair of its Investment Management Group, will explore SEC examination and enforcement priorities with panelists Courtney Lewis of Marshall Wace North America LP, Serge Todorovich of Shenkman Capital Management, and James Gange of Davidson Kempner Capital Management.


  • Scott H. Moss, Partner; Chair, Fund & Regulatory & Compliance; Co-Chair, Investment Management Group, Lowenstein Sandler LLP


  • Courtney Lewis, Chief Compliance Officer and General Counsel, North America, Marshall Wace North America LP
  • Serge Todorovich, General Counsel and Chief Compliance Officer, Shenkman Capital Management
  • James Gange, Managing Director, Chief Compliance Officer and Legal Counsel, Davidson Kempner Capital Management

Time: 9:45–10:35 a.m. ET

Location: New York Athletic Club 180 Central Park S New York, NY 10019