This panel, featuring Lowenstein partner Scott H. Moss, will discuss:

  • How the SEC’s increased focus on MNPI and insider trading is impacting fund managers
  • Assessing the "materiality" of non-public information in private markets
  • Challenges presented by new business lines and strategies
  • SEC vs. Panuwat: A blip or the next evolution of insider trading laws?

Moderator:

  • Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance; Co-chair, Investment Management Group, Lowenstein Sandler LLP

Speakers:

  • Michael Barry, General Counsel and Chief Compliance Officer, Samlyn Capital LLC
  • Stefanie Donath, Chief Compliance Officer & General Counsel, Southpoint Capital Advisors LP
  • Jamie Houghtlin, General Counsel, Whale Rock Capital Management LLC
  • Nicholas Sahadi, Chief Compliance Officer, Hedge Fund and Enterprise, Citadel

Time: 11:40 a.m. - 12:30 p.m. ET

Location:New York Athletic Club, 180 Central Park S, New York, NY 10019