This panel during MFA Legal & Compliance 2026 will focus on the following:
- SEC enforcement trends and exam priorities across public and private markets
- CCO oversight, documentation, and escalation expectations
- MNPI risks in private credit, secondaries, and complex transactions
- Surveillance, AI tools, and global regulatory coordination
Moderator:
- Thomas E. Redburn Jr., Partner; Chair, Securities Litigation, Lowenstein Sandler LLP
Speakers:
- Michael Barry, General Counsel and Chief Compliance Officer, Samlyn Capital
- Vanessa De Simone, General Counsel & Chief Compliance Officer, Avantyr Capital Partners
- David Friedman, General Counsel and Chief Compliance Officer, Paloma Partners
- Lauren Howard Elbert, Senior Vice President and Counsel, The D. E. Shaw Group
Time: 11:50 a.m.-12:40 p.m. ET
Location: New York Athletic Club, 180 Central Park S, New York, NY 10019
