Stay informed on the latest trends in insider trading by exploring recent enforcement cases and understanding the focus on specific sources of material non-public information (MNPI). This session will guide you on how to build effective information barriers to prevent insider trading. You’ll also learn about advanced surveillance frameworks and the use of technology to monitor and detect suspicious activities. By the end, you’ll be equipped with the knowledge to enhance your compliance program and safeguard your organization against insider trading risks.
Speakers:
- Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance; Co-chair, Investment Management Group, Lowenstein Sandler LLP
- Kenny Clowers, Partner, ACA Group
- Roman Korotun, Schonfeld Strategic Advisors
Time: 10:20-11:10 a.m. ET
Location: Waldorf Astoria, Orlando, Florida
