Panel: MNPI case studies
The speakers, including Lowenstein partner Robert A. Johnston Jr., will discuss:
- Reviewing cases and what investment firms can learn
- Monitoring to prevent, identify and report insider dealing
Moderator:
- Robert A. Johnston Jr., Partner, Lowenstein Sandler LLP
Speakers:
- Kai Lee, Deputy General Counsel & Chief Compliance Officer, Oak Hill Advisors, L.P
- Rory Cohen, General Counsel & Co-Head, Asset Management, Varadero Capital, L.P.
- Nauman Malik, Senior Principal, General Counsel, Eagle Point Credit
- Abigail Penzell, Partner, General Counsel & CCO, Bienville Capital Management
Time: 3:40 p.m. ET
Panel: Reviewing recent fraud cases for PE firms
This discussion, featuring Lowenstein Securities Litigation Chair Thomas E. Redburn Jr., will review recent fraud cases for PE clients.
Speakers:
- Thomas E. Redburn Jr., Partner; Chair, Securities Litigation, Lowenstein Sandler LLP
Time: 4:05 p.m. ET
Conference Location: Ritz Carlton, Ky1-1209, Seven Mile Beach, Grand Cayman, Cypress Pointe