The Investment Management Group is hosting its quarterly program designed to assist a select audience of chief legal and compliance officers in addressing important legal and regulatory issues and related operating challenges unique to investment managers. In this series, David Goret and R. Scott Thompson will lead a roundtable discussion of the issues confronted by senior legal and compliance professionals in the administration of their compliance programs. The program, entitled "Not Just Another Day at the Office: Managing Compliance Red Flags and Avoiding Enforcement Actions," will discuss the challenges investment managers face as a result of growing regulatory scrutiny and an expansive regulatory agenda as evidenced by recent enforcement actions.