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Scott H. Moss is a member of the firm's Corporate Department and a member of the Investment Management Practice Group, as well as a member of the firm's M&A and Corporate Finance Practice Group. Mr. Moss' practice includes the formation of investment funds, investment adviser regulation, broker-dealer regulation and compliance. Mr. Moss also has experience in corporate matters, business planning, securities regulation, mergers and acquisitions, and banking and finance.
Recent Speaking Engagements:
- Co-panelist, "Private Equity in a Changing Market", Eisner, LLP, January 28, 2010
- Co-panelist, Lowenstein Sandler webcast, "Trading Best Practices and Legislative Initiatives", August 5, 2009
- Co-panelist, West Legalworks' webcast, "CSX Corporation v. The Children's Investment Fund Management: The Implications for Beneficial Ownership Determinations," Scott Moss, July 22, 2008
- "Compliance Outsourcing" - CCO University Outreach Series, Scott Moss, March 26, 2008
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SEC Releases Final Rules to Strengthen Custody Controls of Investment Advisers
Investment Management Client Alert, February 11, 2010
Scott Moss,
Cole Beaubouef,
Edward Newlands
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Comprehensive Financial Industry Regulatory Reform Moves Forward in the U.S. House of Representatives
Investment Management Client Alert, January 5, 2010
Marie DeFalco,
Scott Moss,
Cole Beaubouef,
Edward Newlands
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Spotlight on Investment Adviser Registration - Obama Administration and Congress Move Forward with Regulatory Reform Agenda
Eisner Insights, November 2009
Scott Moss
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Lowenstein Sandler's election of Michael Hahn, Jason Halper, Scott Moss, Ethan Skerry and S. Jason Teele as Members of the firm is highlighted.,
New Jersey Law Journal, January 4, 2010
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