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Scott H. Moss is a member of the firm's Corporate Department and a member of the Investment Management Practice Group, as well as a member of the firm's M&A and Corporate Finance Practice Group. Mr. Moss' practice includes the formation of investment funds, investment adviser regulation, broker-dealer regulation and compliance. Mr. Moss also has experience in corporate matters, business planning, securities regulation, mergers and acquisitions, and banking and finance.
Recent Speaking Engagements:
- Panelist, "Marketing and Advertising Activities - Emerging Issues and Opportunities," Regulatory and Compliance Association - US Centric Simulcast, July 28, 2010
- Speaker, "Adapting to Increased Investor Demands with Regard to Fund Operations and Management," ACI's 6th National Advanced Forum on Regulation and Enforcement of Hedge Funds & Investment Advisers, June 25, 2010
- Co-panelist, "The Compliance and Regulatory Environment for Fund Managers," IvyPlus Fund Manager Business Development Conference - Capital Raise and Compliance Agenda, June 15, 2010
- Co-panelist, "Private Equity in a Changing Market," Eisner, LLP, January 28, 2010
- Co-panelist, Lowenstein Sandler webcast, "Trading Best Practices and Legislative Initiatives," August 5, 2009
- Co-panelist, West Legalworks' webcast, "CSX Corporation v. The Children's Investment Fund Management: The Implications for Beneficial Ownership Determinations," Scott Moss, July 22, 2008
- "Compliance Outsourcing" - CCO University Outreach Series, Scott Moss, March 26, 2008
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SEC Redesigns Form ADV, Part 2: Expanded, Narrative-Style Disclosure Will Be Publicly Available on SEC Website
Investment Management Client Alert, August 6, 2010
Scott Moss,
David Goret,
Lloyd Jeglikowski
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SEC "Pay to Play" Rules Restrict Political Contributions by Investment Advisers
Investment Management Client Alert, July 22, 2010
Scott Moss,
David Goret,
Michael Long,
Cole Beaubouef,
Gal Davidovitch
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Dodd-Frank Bill Moves Toward Passage: Highlights of the Investment Adviser Registration Requirements,Accredited Investor Standard and the Volcker Rule
Investment Management Client Alert, July 14, 2010
David Goret,
Scott Moss,
Cole Beaubouef
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Scott Moss comments on the effects of a provision in the financial reform bill that requires advisers of private-equity funds and hedge funds larger than $150 million to register with the SEC.,
Investment News, July 25, 2010
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Scott Moss comments on Investment Advisers Act of 1940 and related compliance implications of loans from hedge funds to managers.,
The Hedge Fund Law Report, July 15, 2010
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Lowenstein Sandler's election of Michael Hahn, Jason Halper, Scott Moss, Ethan Skerry and S. Jason Teele as Members of the firm is highlighted.,
New Jersey Law Journal, January 4, 2010
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