Regulatory and Compliance Matters Affecting the Family Office
Michael N. Gooen,
Allen B. Levithan
August 31, 2011
Live Webcast 12:30 - 1:30 p.m. EDT
Lowenstein Sandler's Investment Management Group and the national tax firm WTAS will host an informational webinar to discuss developments in regulatory and compliance matters affecting the Family Office. Michael Gooen and Allen Levithan will discuss the requirements to qualify for the family office exemption from registration as an investment adviser; what your options are if you are not exempt from registration; the effects of registering and operating as an investment adviser; tax and restructuring considerations; public disclosure and audit activity, and the most up to date developments in compliance legislation for family offices. Participants will be given a broad overview as well as an action plan for transitioning into compliance.
For more information, please e-mail
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