Marie T. DeFalco Partner

New York Roseland
T 646.414.6945 (NY), 973.597.6180 (NJ) | F 973.597.6181



Marie T. DeFalco is Vice Chair of the firm's Investment Management Group, which was selected as one of the preeminent practices in the United States for its representation of hedge funds and other private funds (2011 and 2010) and derivatives/private equity work (2011) by Best Law Firms, published by U.S. News and Best Lawyers.

Marie represents investment management clients throughout the United States and internationally. She specializes in structuring business transactions to maximize the achievement of clients' goals, from both a business and tax perspective, particularly transactions involving limited liability companies and partnerships. Marie assists clients with the formation and operation of hedge funds and private equity funds, in the organization of joint ventures, and in the negotiation of shareholder and limited liability company agreements. She chairs the Fund Formation and Private Offerings; Ongoing Fund Representation section of the Investment Management Practice Group.  Marie holds an A.B. in Economics from Cornell University and a J.D. from Yale Law School.  She is admitted to practice law in New York, New Jersey, and Connecticut.


Speaking Engagements

  • Host, AIFMD Breakfast Briefing with Osborne Clarke, New York, New York, February 28, 2013 

  • Panelist, "Marketing & IR 30 - Hurdling New Investor Demands and Regulatory Issues," RCA Symposium, New York, New York, December 18, 2012

  • Panelist, "Due Diligence," IvyPlus Trends in Family Offices Seminar, New York, New York, December 11, 2012

  • Moderator, "The Role of Hedge Funds and an Examination of Risk and Hedging," Women's Alternative Investment Summit, New York, New York, November 1, 2012

  • Speaker, "The JOBS Act: How It Could Change Asset Gathering Forever," Opal Financial Family Office and Private Wealth Management Forum, Newport, Rhode Island, July 23, 2012

Publications

Why Is it So Hard to Launch a Hedge Fund Today?
Financier Worldwide, August 2011
Marie DeFalco
Dodd-Frank Act Rulemaking - SEC Issues Order Adjusting Dollar Amount Thresholds For Qualified Client Rule Under the Advisers Act
Investment Management Client Alert, July 19, 2011
Scott Moss, Marie DeFalco, David Goret, Cole Beaubouef
FINRA Rule 5131: Spinning and Market Orders Provisions Delayed to September 26, 2011
Investment Management Client Alert, May 25, 2011
Marie DeFalco, Scott Moss, Douglas Cohen
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Press Mentions

In Hedge Fund Review, Marie DeFalco discusses the need for hedge funds to keep on top of compliance requirements., Hedge Fund Review , April 30, 2012
Marie DeFalco comments on the effects and prospects of the Dodd-Frank Act., Private Equity Manager , August 8, 2011
Marie DeFalco comments on the rationale behind soft lock-ups as a hedge fund liquidity tool, particularly the redemption penalties associated with the premature sales of portfolio assets., The Hedge Fund Law Report , November 19, 2010
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Related Areas

Corporate
Corporate Finance & Securities
Global Financial Crisis Group
Investment Management

Education


Yale Law School (J.D., 1998) , Case Notes Editor, Yale Law Journal, Editor-in-Chief, Yale Journal of Law & the Humanities
Cornell University (A.B., 1995) , Phi Beta Kappa

Clerkships


New Jersey Supreme Court, Honorable Stewart G. Pollock 

Bar Admissions


New York
New Jersey
Connecticut

Affiliations


  • Morris County Bar Association
  • New Jersey State Bar Association
  • Taxation Law Section
  • New York State Bar Association
  • Connecticut Bar Association