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David L. Goret is a Member of Lowenstein Sandler's Corporate Department and Investment Management Group, which was selected as one of the preeminent practices in the United States for its representation of hedge funds and other private funds (2011 and 2010) and derivatives/private equity work (2011) by Best Law Firms, published by U.S. News and Best Lawyers. He has more than 20 years of experience conceptualizing, implementing and administering a broad range of business relationships, commercial transactions and legal and compliance policies and procedures, including as the general counsel to publicly traded and privately held businesses. Mr. Goret was named in the 2011 edition of The Legal 500 in the category of Investment fund formation and management - Alternative/hedge funds.
Prior to joining Lowenstein Sandler, Mr. Goret served as General Counsel and Chief Compliance Officer of a U.S. and U.K.-based investment manager specializing in distressed debt investing, corporate credit and structured mortgage products with assets under management in excess of $10 billion.
Previously, Mr. Goret served as the General Counsel of Hawk Holdings, a holding company which financed and developed technology infrastructure and services companies (including Teoma Technologies, now part of IAC), Mercator Software, a NASDAQ-listed software company (acquired by Ascential Software, now part of IBM Corporation) and Icon CMT Corp., a NASDAQ-listed technology infrastructure and services company (acquired by Qwest Communications).
Mr. Goret has completed a large number of fund organizations, private placements, mergers, acquisitions, and other corporate finance transactions, with transaction values ranging from $10 million to in excess of $1 billion. His extensive experience enables him to provide practical and seasoned advice to a wide range of corporate, institutional and investor clients.
Speaking Engagements:
- Speaker, "Regulatory Updates and Compliance Hot Topics," ACA Spring Compliance Conference, April 25-27, 2012
- Moderator, "Chief Compliance Officer Roundtable," ACA Compliance Group/Lowenstein Sandler Roundtable, March 6, 2012
- Panelist, "Regulatory Updates and Compliance Hot Topics," ACA Compliance Fall Conference, September 12-13, 2011
- Panelist, "Surviving the New and Improved SEC Examination Program for 2011," ACA Compliance Group and ACA Insight Spring 2011 Compliance Conference, March 4, 2011
- Co-panelist, "Investment Adviser Registration, Regulatory and Compliance Issues Affecting the Private Equity Community," Lowenstein Sandler/ACA Compliance Group Webinar with Welsh, Carson, Anderson and Stowe, February 22, 2011
- Co-presenter, "Webinar on Regulatory, Compliance, Investment Advisor Registration and Tax Legislation Issues Affecting the Private Investment Community," Lowenstein Sandler/Rothstein Kass Webinar, February 10, 2011
- Speaker, ACA Compliance Group "Traditional Marketing by Investment Advisers-Webcast," Compliance Education Webinars, November 30, 2010
- Moderator, "Hedge Fund Compliance Summit - How Can the CCO Identify and Minimize Risk within a Fund," Financial Research Associates, November 15, 2010
- Co-presenter, "The Regulatory, Compliance and Tax Environment for Fund Managers - Webcast," Lowenstein Sandler/Thomson West Legal Webinar Series, September 28, 2010
- Co-panelist, "The Compliance and Regulatory Environment for Fund Managers," IvyPlus Fund Managers Business Development Conference - Capital Raise and Compliance Agenda, June 15, 2010
- Panelist, "Career Chat: Perspectives on the Hedge Fund Industry," New York Society of Security Analysts, June 7, 2010
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Dodd-Frank Act Rulemaking - SEC Issues Order Adjusting Dollar Amount Thresholds For Qualified Client Rule Under the Advisers Act
Investment Management Client Alert, July 19, 2011
Scott Moss,
Marie DeFalco,
David Goret,
Cole Beaubouef
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Dodd-Frank Act Rulemaking – SEC Proposes Revisions to "Qualified Client" Rule Under the Advisers Act
Investment Management Client Alert, May 18, 2011
Scott Moss,
David Goret,
Cole Beaubouef
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Dodd-Frank Act Rulemaking — SEC and CFTC Release Proposed Rule Relating to Private Fund Systemic Reporting
Investment Management Client Alert, February 1, 2011
Scott Moss,
David Goret,
Cole Beaubouef
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View More...
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Lowenstein Sandler's addition of David L. Goret as Member of the Firm's Investment Management Group is highlighted.,
National Law Journal, March 8, 2010
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University of Michigan Law School
(J.D., 1988)
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Duke University
(B.A., 1985),
magna cum laude
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New York
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New Jersey
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