Lowenstein Sandler PC | Our Professionals

Cole Beaubouef
Associate

Roseland
Tel: 973.597.2322 | Fax: 973.597.2323

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Cole Beaubouef is an associate in the Lowenstein Sandler Corporate Group and member of the Investment Management Group.

Mr. Beaubouef joined Lowenstein Sandler from Merrill Lynch, where he served as Compliance Consultant for the Office of General Counsel conducting research into current regulatory initiatives related to various financial products. In this role, Mr. Beaubouef also determined employee compliance with certain SEC, NASD, and state regulatory mandates in order to assess firm exposure to litigation risks due to employee activities.

From January 2004 to August 2005, Mr. Beaubouef served as a Law Clerk at Conway & Conway in New York City, where he researched and wrote memoranda on issues related to the securities and derivatives markets including SEC and CFTC regulatory initiatives. In addition, Mr. Beaubouef was involved in all phases of litigation for cases before arbitration panels and state and federal court actions.

Mr. Beaubouef also served as an Intern with the Division of Enforcement at the New York Stock Exchange throughout the summer of 2003, where he researched and drafted memoranda on securities regulation, corporate fraud and the responsibilities and procedures of self-regulatory organizations.

	SEC Releases Final Rules to Strengthen Custody Controls of Investment Advisers Investment Management Client Alert, February 11, 2010 Scott Moss, Cole Beaubouef, Edward Newlands
	Comprehensive Financial Industry Regulatory Reform Moves Forward in the U.S. House of Representatives Investment Management Client Alert, January 5, 2010 Marie DeFalco, Scott Moss, Cole Beaubouef, Edward Newlands
	SEC and CFTC Issue Joint Report on Harmonization of Regulation Investment Management Client Alert, October 27, 2009 Scott Moss, Cole Beaubouef

Once again rated way ahead of its competitors…with a large pool of talented individuals at its disposal. – Chambers USA Guide

	Corporate
	Investment Management

	Brooklyn Law School (J.D., 2005), Carswell Merit Scholar, Associate Managing Editor, Brooklyn Journal of International Law, and Fellow, International Business Law Fellowship
	New York University (B.A., 1998), History and Middle Eastern Studies, Cum Laude

	New Jersey
	New York

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